SWK206-HUMAN BEHAVIOR & SOCIAL ENVIRO I
Read the vignette on Alaina at the beginning of your textbook on Late Adulthood and answer the following questions:
What do you feel are the most important aspects (physical development, attachment, sexual development, etc) to consider for this client? Why?
Choose one theory of aging, define and discuss. Provide a real-life example that supports your chosen theory. Length expectation is a 1-page minimum (250 words).
Look at the “additional resources” page at the end of your textbook. You will see several videos posted. Choose one video to watch and write a one-page summary of what you learned and how it relates specifically to what was taught within this course. APA format required.
SWK207-HUMAN BEHAVIOR & SOCIAL ENVIRO II
Choose one of the following articles to read. Briefly summarize the article for your classmates. Then, post your initial reaction/thoughts on the article. How is the subject of the article relevant to what you learned this semester? The original post should be a minimum of 1 page (250 words).
https://www.npr.org/2015/08/21/433478728/one-lawyers-fight-for-young-blacks-and-just-mercy
https://www.npr.org/2013/05/15/180300236/stay-at-home-dads-breadwinner-moms-and-making-it-all-work
https://www.wbur.org/hereandnow/2018/07/10/flint-water-crisis-poisoned-city
https://www.wbur.org/hereandnow/2018/07/10/flint-water-crisis-poisoned-city
Human Behavior and the Social Environment I
Human Behavior and the
Social Environment I
SUSAN TYLER
U N I V E R S I T Y O F A R K A N S A S L I B R A R I E S
F AY E T T E V I L L E , A R
Human Behavior and the Social Environment I by Susan Tyler is licensed under a
Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License,
except where otherwise noted.
All content CC BY-NC-SA unless otherwise noted.
Contents
Introduction 1
Attributions 6
Part I. The Person in Environment
Chapter 1: How We Use Our Expectations 25
Part II. The Biopsychosocial Dimension
Chapter 2: Lifespan Theories 79
Part III. The Sociocultural Dimension
Chapter 3: Theoretical Perspectives 105
Chapter 4: The Elements of Culture 120
Part IV. The Social Change Dimension
Chapter 5: Social Categorization & Stereotyping 161
Chapter 6: In-group Favoritism & Prejudice 191
Chapter 7: Reducing Discrimination 210
Chapter 8: Racial & Ethnic Inequality 233
Part V. Pre-Pregnancy & Prenatal Development
Chapter 9: Heredity, Prenatal Development, &
Birth
Heredity 280
Prenatal Development 291
Birth 320
279
Part VI. Development in Infancy & Toddlerhood
Chapter 10: Physical Development in Infancy &
Toddlerhood
347
Chapter 11: Cognitive Development in Infancy &
Toddlerhood
387
Chapter 12: Psychosocial Development in Infancy
& Toddlerhood
Infant Emotions 429
Forming Attachments 433
425
Part VII. Development in Early Childhood
Chapter 13: Physical Development in Early
Childhood
465
Chapter 14: Cognitive Development in Early
Childhood
502
Chapter 15: Psychosocial Development in Early
Childhood
551
Part VIII. Development in Middle Childhood
Chapter 16: Physical Development in Middle
Childhood
603
Chapter 17: Cognitive Development in Middle
Childhood
630
Chapter 18: Psychosocial Development in Middle
Childhood
690
Part IX. Development in Adolescence
Chapter 19: Physical Development in Adolescence 733
Chapter 20: Cognitive Development in
Adolescence
763
Chapter 21: Psychosocial Development in
Adolescence
786
Part X. Development in Early Adulthood
Chapter 22: Physical Development in Early
Adulthood
815
Chapter 23: Cognitive Development in Early
Adulthood
861
Chapter 24: Psychosocial Development in Early
Adulthood
897
Part XI. Development in Middle Adulthood
Chapter 25: Physical Development in Middle
Adulthood
959
Chapter 26: Cognitive Development in Middle
Adulthood
1023
Chapter 27: Psychosocial Development in Middle
Adulthood
1064
Part XII. Development in Late Adulthood
Chapter 28: Physical Development in Late
Adulthood
1135
Chapter 29: Cognitive Development in Late
Adulthood
1197
Chapter 30: Psychosocial Development in Late
Adulthood
1245
Additional Resources 1299
Adopt this book! 1302
Why do people do the things they do?
That’s what we are here to find out – Human Behavior and the
Social Environment (HBSE) – How do they connect? How does it
shape us? Why do we think and feel the way we do?
This will be explored throughout this course by examining human
behavior throughout life stage developments and our interactions
with the social environment. This course will explore theoretical
perspectives in Social Work to help provide a foundation for
organizing thoughts about client needs and issues they are seeking
supports for. Theories will then be connected to important
developmental, social, and cultural issues that present throughout
each stage of life to create an overall picture of a client’s experience
and how we can use this information to have a better understanding
of how people we work with are influenced and why. Knowledge of
typical development in each stage of life will also inform the Social
Worker if any other supports, resources, or services may be needed.
“Social workers are knowledgeable about human
behavior across the life course; the range of social
systems in which people live; and the ways social
systems promote or deter people in maintaining or
achieving health and well-being. Social workers apply
theories and knowledge from the liberal arts to
understand biology, social, cultural, psychological and
spiritual development.” – CSWE (2008, p.6)
There is no single definition for HBSE. I encourage you to think
Introduction | 1
about what it means to you. In Social Work, rarely do we work with
people whose problems are straightforward. Typically we encounter
problems that are complex and interconnected on several levels
and require looking at the relationships between behaviors and
environments. We like to explore as much as possible in Social
Work and use of theories within various dimensions (biological,
psychological, social, and spiritual) allows us to have a broader
knowledge base in several different areas to have a better
understanding and ability to “put it all together” to assess and
intervene with client concerns.
We will utilize vignettes to work in connecting each theory,
approach, perspective, and life stage of development throughout
this course. Each section will begin with a vignette that will be
incorporated throughout to demonstrate examples of each concept
(that is not covered in your readings). Life stage development
vignettes will be used as an “unfolding case” to allow you to work in
critical thinking of how the theories, approaches, and perspectives
connect throughout each life stage.
Social Work Values:
Service – engage in this by helping people address
and hopefully resolve their problems/concerns – also
engage in service through volunteering time to
organizations within the community (boards, mentoring
programs, etc).
Social Justice – advocate and fight against social
injustices for individuals/groups – generally focusing in
areas of poverty, discrimination, education,
unemployment, etc.
2 | Introduction
Integrity – We must always work to be trustworthy,
honest, and responsible in our work and with our
clients.
Competence – always strive to improve our
knowledge and expertise through continuous learning
and education.
Human relationships – connect as partners
throughout the process – also work to improve
relationships within the client’s system to help improve
overall functioning through increased connections/
supports.
Dignity – value and respect each person we meet and
engage with compassion and respect.
Critical Thinking Skills:
What is it?
• Reasoning – interest in the unknown – what’s
going?
• Evaluating – challenging appearances – what do
you think you see vs what you actually see?
• Problem-solving/decision making – explore all
sides and determine the best decision.
Introduction | 3
• Analyzing – how do they connect? What does it
all mean? How does it all add up? Best decision?
Time for reflection.
Why is this important?
1. Theories, approaches, and perspectives help lay the foundation
for any realistic and rational practice in any field. Our
professional values lay the foundation on which social work’s
mission is based. They help guide us in decision making as they
are directed towards a specific purpose and help us to grow
and develop.
2. Justification for your decisions – we must use critical thinking
skills to explore and process how decisions may impact our
clients and we must be able to discuss how our decisions were
determined.
About the Author:
Susan Tyler, MSW, LCSW – Clinical Assistant Professor, University
of Arkansas, Fayetteville, AR
Professor Tyler has been teaching at the School of Social Work
since Spring 2018. Before joining the School of Social Work, she
worked in a community based mental health agency for over 10
years with a focus in Infant and Early Childhood Mental Health
and School-Based Mental Health services revolving around issues
4 | Introduction
related to trauma, abuse, attachment, anxiety, depression, domestic
violence, foster care, adjustments, disruptive behaviors, and ADHD,
through use of play therapy techniques and dyadic interventions.
“Be the change you wish to see in the world” – Mahatma Gandhi
“You can do it” – Rob Schneider
References:
CSWE Commission on Accreditation. (2008). EPAS Handbook.
Council on Social Work Education.
Introduction | 5
Attributions
The Meaning Behind This Book
I began my career in Social Work working in the mental health field
with a focus in Infant and Early Childhood Mental Health. I realized
during this time just how much a person’s experiences and their
environments impacted all aspects of their lives, including why they
made the choices or responded the way they did. After a little over
a decade of mental health work, I had an opportunity to make a
change in my career and joined the world of academia. During my
first semester teaching, I became aware of the Open Educational
Resources at our university and immediately thought of the benefits
of transitioning this course with providing a free, online accessible
textbook that would support both students and instructors alike
in exploring human behavior, social environment, and life stage
development. I began working with the University library system to
compile different chapters from different open and free textbooks
from other disciplines and then added original content to support
connection to Social Work foundations and practice in the first
four sections, as well as creating vignettes to use throughout each
section. This text will support the reader with a deeper
understanding of Social Work theories, perspectives, and
approaches, life stage development, and connection of how they are
utilized in organizing, assessing, and planning for client support.
It is my hope you will come away from this course seeing others
through a lens of empathy, compassion, and curiosity, stopping to
ask yourself, “what must they have experienced in their life?” to
gain a better understanding before jumping to conclusions or
assumptions of others.
“We are all unique. Don’t judge, understand instead.” ~ Roy T.
Bennett
6 | Attributions
Human Behavior and the Social Environment I is adapted from
various work produced and distributed under the Creative
Commons License. Below, is the list of all adapted chapters used in
the making of this book.
Cover Image: Image by Gerd Altmann from Pixabay.
Chapter 1: Adapted from Chapter 2.2 from Principles of Social
Psychology by the University of Minnesota under the Creative
Commons Attribution-NonCommercial-ShareAlike 4.0
International License, except where otherwise noted.
Chapter 2: Adapted from Chapter 9.2: Lifespan Theories
in OpenStax, Psychology. OpenStax CNX. Oct 2, 2019
http://cnx.org/contents/
[email protected] Download for free
at http://cnx.org/contents/
[email protected]
Chapter 3: Adapted from Theoretical Perspectives by Rice
University under the Creative Commons Attribution-
NonCommercial 4.0 license.
Chapter 4: Adapted from Chapter 3.2 from Sociology by the
University of Minnesota under the Creative Commons Attribution-
NonCommercial-ShareAlike 4.0 International License, except where
otherwise noted.
Chapter 5: Adapted from Chapter 12.1 from Principles of Social
Psychology by the University of Minnesota under the Creative
Commons Attribution-NonCommercial-ShareAlike 4.0
International License, except where otherwise noted.
Chapter 6: Adapted from Chapter 12.2 from Principles of Social
Psychology by the University of Minnesota under the Creative
Commons Attribution-NonCommercial-ShareAlike 4.0
International License, except where otherwise noted.
Chapter 7: Adapted from Chapter 12.3 from Principles of Social
Psychology by the University of Minnesota under the Creative
Commons Attribution-NonCommercial-ShareAlike 4.0
International License, except where otherwise noted.
Chapter 8: Adapted from Chapter 3.1, 3.2, 3.5, 3.6, 3.7, and 3.8
Attributions | 7
from Social Problems by the University of Minnesota under the
Creative Commons Attribution-NonCommercial-ShareAlike 4.0
International License, except where otherwise noted.
Chapter 9: Adapted from Chapter 2 from Lifespan Development:
A Psychological Perspective Second Edition by Martha Lally and
Suzanne Valentine-French under the Creative Commons
Attribution-Noncommercial-Share Alike 3.0 unported license.
Chapter 10 – 12: Adapted from Chapter 3 from Lifespan
Development: A Psychological Perspective Second Edition by
Martha Lally and Suzanne Valentine-French under the Creative
Commons Attribution-Noncommercial-Share Alike 3.0 unported
license.
Chapter 13 – 15: Adapted from Chapter 4 from Lifespan
Development: A Psychological Perspective Second Edition by
Martha Lally and Suzanne Valentine-French under the Creative
Commons Attribution-Noncommercial-Share Alike 3.0 unported
license.
Chapter 16 – 18: Adapted from Chapter 5 from Lifespan
Development: A Psychological Perspective Second Edition by
Martha Lally and Suzanne Valentine-French under the Creative
Commons Attribution-Noncommercial-Share Alike 3.0 unported
license.
Chapter 19 – 21: Adapted from Chapter 6 from Lifespan
Development: A Psychological Perspective Second Edition by
Martha Lally and Suzanne Valentine-French under the Creative
Commons Attribution-Noncommercial-Share Alike 3.0 unported
license.
Chapter 22 – 24: Adapted from Chapter 7 from Lifespan
Development: A Psychological Perspective Second Edition by
Martha Lally and Suzanne Valentine-French under the Creative
Commons Attribution-Noncommercial-Share Alike 3.0 unported
license.
Chapter 25 – 27: Adapted from Chapter 8 from Lifespan
Development: A Psychological Perspective Second Edition by
Martha Lally and Suzanne Valentine-French under the Creative
8 | Attributions
Commons Attribution-Noncommercial-Share Alike 3.0 unported
license.
Chapter 28 – 30: Adapted from Chapter 9 from Lifespan
Development: A Psychological Perspective Second Edition by
Martha Lally and Suzanne Valentine-French under the Creative
Commons Attribution-Noncommercial-Share Alike 3.0 unported
license.
Attributions | 9
PART I
THE PERSON IN
ENVIRONMENT
Learning Objectives:
• Explore the Person in Environment Approach
• Describe the Micro, Mezzo, and Macro
Approach
• Describe the Bio-Psycho-Social-Spiritual
Approach
• Describe Systems Theory
• Describe Ecological Theory
• Describe Ecosystems Theory
• Introduce Strengths Perspective
The Person in Environment | 11
Photo by Christian Erfurt on Unsplash
Vignette
Jason’s parents have been
called by the school social
worker to discuss concerns
related to fighting with a peer
and declining grades. His
parents also report concerns at
home with poor sibling
relationships, anger issues, and
“a bad attitude, always talking
back, never listening or doing
what we ask him to do”. They report a long family history of substance
abuse and mental health issues (anxiety and depression). They report
increased concerns related to this as they recently found marijuana in
Jason’s room. Jason (14 y/o) reports “My parents don’t know what
they’re talking about. My little brother and sister just get me in trouble
because I don’t let them touch my stuff, besides, my parents don’t care,
they don’t listen to me, they just want me to do what they say. And I
don’t see what the big deal is with me smoking a little weed, it helps
me feel better and not be so mad all the time.”
What comes to mind when you hear
Person-In-Environment?
This approach is the concept that people can be heavily influenced
by their environment. It highlights the importance of understanding
an individual and their behavior through their environment. A
person’s environment, along with their experiences, will help shape
the way they view the world, how they think, and why they respond
the way they do. In Social Work, gathering information from our
clients is a foundation piece of the work we do and knowing what
12 | The Person in Environment
information to seek and how to organize it is like gathering pieces
of a puzzle and working to put them together to get the whole
picture (or at least as much of it as we can). This lesson will begin to
introduce some particular approaches, perspectives, and theories
that help build the lens and foundation of the Social Work
profession.
Micro, Mezzo, and Macro
We will first start with the Micro, Mezzo, and Macro Approach. This
is simply looking at levels within a person’s system, which will help
give you some direction in what supports may be needed.
The Micro-level represents individual needs and involves direct
interactions with clients, which is the most common type of social
work. This level explores aspects related to biology, psychological
needs, social (peer) and interpersonal (family) relationships or
supports, and spiritual beliefs.
Jason’s micro level – Biologically no physical health
issues have been reported but some concerns may be
related to how use of marijuana may affect his physical
health. He is an adolescent which means his body
continues to experience hormonal and physical changes.
Family reports history of substance abuse issues as well as
struggles with mental health issues, which may indicate
possible genetic connections to be explored. This may also
be connected to psychological needs as he may be
experiencing anxiety or depressive symptoms or if he
reports use of marijuana as a coping mechanism. He is
The Person in Environment | 13
also reported to present with anger, fighting with his
siblings and struggling with strained family relationships.
This connects us to social aspects, exploring how he
identifies his relationships and supports. No spiritual
beliefs were reported in the vignette but would need to be
explored when meeting with Jason.
The Mezzo-level represents connections or interactions with small
groups, such as family, schools, churches, neighborhoods,
community organizations, and peers/co-workers.
Jason’s mezzo level – Here we would look further into
how his relationships and interactions with various
groups impact him – family, peers, school staff/faculty,
possible spiritual affiliation/church, and any community
groups or organizations he identifies being connected
with.
The Macro-level represents connections to systemic issues within
large systems, such as laws/legislation, policy, healthcare systems,
and international associations. This level also explores ethical
frameworks, historical impacts of group experiences, and how
discrimination and prejudice can impact marginalized populations.
Jason’s macro level – Education/school policies, mental
health policies, healthcare systems, culture and historical
14 | The Person in Environment
impacts of group experiences, drug laws and policies, and
possible discrimination and prejudice impacts need to be
explored.
It is important to remember to explore the interconnectedness and
interactions between what information is presenting on each level
for the person and how this may have an impact on their functioning
and development within their environment.
Bio-Psycho-Social-Spiritual
The Bio-Psycho-Social-Spiritual Approach assesses levels of
functioning within biological, psychological, social, and spiritual
dimensions (and how they are connected) to help understand
human behavior. This approach includes much of the same
information you will find in the Micro level but we are wanting
to take a deeper look at how the individual is functioning in each
dimension as well as how they can impact one another.
The Biological component includes aspects related to overall
health, physical abilities, weight, diet, lifestyle, medication/
substance use, gender, and genetic connections/vulnerabilities.
Jason’s biological aspects – No concerns with overall
physical health, developmental aspects of adolescence
need to be considered, substance use concerns and
impacts, identifies as male, and possible genetic
The Person in Environment | 15
connections/vulnerabilities (substance abuse, anxiety,
depression, or any other family history of concern).
The Psychological component includes aspects related to mental
health, self-esteem, attitudes/beliefs, temperament, coping skills,
emotions, learning, memory, perceptions, and personality.
Jason’s psychological aspects – Anger, substance use
concerns and impacts, possible esteem issues, poor coping
skills and emotional regulation, cognitive development
and any related concerns, personality and temperament
characteristics, and explorations of how he perceives his
world.
The Social component includes aspects related to peer and family
relationships, social supports, cultural traditions, education,
employment/job security, socioeconomic status, and societal
messages.
Jason’s social aspects – Strained family relationships,
school relationships/educational supports, exploration of
socioeconomic impacts, exploration of cultural traditions,
16 | The Person in Environment
and identification/exploration of peer relationships and
supports.
The Spiritual component includes aspects related to spiritual or
religious beliefs, or belief in a “higher being” or higher power they
feel connected to or supported by.
Jason’s spiritual aspects – No spiritual aspects were
reported but we would want to explore what this means
to Jason. Does he identify with a church, religion, or
higher power/being? What does it mean to him? Does it
bring any support and comfort or is it causing increased
stress as he is working to “figure out what it all means”?
Looking at each dimension of the Bio-Psycho-Social-Spiritual
Approach allows you to engage in a more holistic exploration and
assessment of a person as it examines and connects four important
domains of their life.
Systems Theory
Systems Theory states behavior is influenced by a result of factors
that work together as a system and are interconnected – each part
plays an important role in the function of the whole, and the whole
in turn supports and sustains the parts. A person’s family, friends,
school, work, economic class, home environment, and other factors
all influence how a person thinks and acts. A social worker must
The Person in Environment | 17
observe and assess all of the systems a person experiences, as they
contribute to their behavior and well-being, and work to strengthen
those systems as they are connected and influence one another.
This is used to develop a holistic view of individuals within their
environment, which is then used to lead to the most appropriate
practice intervention.
Within Systems Theory we will also explore roles (routine tasks
and behaviors of people within a system). We all have roles and
engage in them whether we recognize it or not. Some examples of
roles are leader, caretaker, parent, child, sibling, enabler, scapegoat,
citizen, spouse, and worker. Many people feel their roles identify
them. This may reinforce behaviors when positive feelings or
experiences are associated with the role(s) or maybe a motivator for
change when the role(s) are connected to more negative feelings or
experiences. Knowing what roles a person is engaged in, and how
they perceive each role, will support your work in understanding
their experiences and what needs are presenting.
Ecological Theory
Ecological Theory focuses on the interaction between the
individual and their environment. It discusses the active
involvement of people with their environments and development as
well as both (environment/development) continuously changing.
“Thoughts become perception, Perception becomes reality. Alter
your thoughts, Alter your reality.” ~ William James
An important reminder of this theory is to remember the
importance of perception – how people perceive or interpret their
environment and experiences influences their overall functioning
or well-being. This is also regardless of how problems or concerns
may appear to the social worker. You will need to explore how the
client views their situation before assuming certain situations are
problematic. We need to try and see it through their eyes and get
18 | The Person in Environment
an understanding of how they were feeling. It is their story and
their reality. In social work practice, this can best be understood by
looking at individuals, families, policies, communities, and cultures
and identifying strengths and weaknesses in the transactional
processes between the systems.
Bronfenbrenner’s Ecological Systems Model used to
explore Ecosystems Theory:
https://www.slideshare.net/CLMontecarlo/
bronfenbrenner-ecological-theory-54149823
Bronfenbrenner believed an individual’s development was affected
by everything in their surrounding environment and divided the
environment into five different levels: the microsystem, the
mesosystem, the exosystem, the macrosystem, and the
chronosystem.
The microsystem is the system closest to the individual and the
one in which they have direct interactions. Some examples include
home, school, or work. A microsystem typically includes family,
peers, or caregivers. Relationships in a microsystem are bi-
directional, meaning, how you respond and react to the people will
affect their response and reaction to you. This is the most influential
level within the theory.
The mesosystem is where a person’s individual microsystems are
interconnected and influence one another. These interactions have
an indirect impact on the individual, which can be positive or
negative depending on the elements of the system working together
(positive) or working against each other (negative).
The exosystem refers to a setting in which the person is not
an active participant, but still affects them. This includes decisions
The Person in Environment | 19
that affect a person, but they have no decision-making abilities. An
example of this would be a child affected by a parent losing a job.
The macrosystem is the cultural environment in which the
person lives and all other systems that affect them such as economy,
cultural values, and political systems.
The chronosystem encompasses transitions and shifts
throughout a person’s life. It looks at the timing of the event in
relation to a person’s development, such as how death affects
children of different ages. Historical events that occur during a
person’s life are also explored such as the impacts of the September
11th attacks.
Jason’s story – With use of Systems Theory, we will
want to look at aspects of micro, mezzo, and macro levels
as well as bio-psycho-social-spiritual dimensions above
and how they interact and influence one another. Here we
will also explore what roles Jason feels he engages in (son,
brother, student, friend) as well as roles he may not
recognize or identify (leader, caretaker (if he is asked to
help with caring for younger siblings), or role model). We
will also want to explore how Jason perceives each role
(positive or negative) to gain a better understanding of his
experience and work in supporting his needs. With use of
Ecological Theory, we add the addition of looking at how
development and environment continue to grow and
change, and how this continues to impact our clients as
they engage within their systems. Ecosystems Theory
takes from both Systems Theory and Ecological Theory,
combining major tenets from each and providing us the
opportunity to look deeper into the complexity of each
network a client experiences and gain a better
20 | The Person in Environment
understanding of how they interact and impact one
another.
Strengths Perspective
A foundational perspective of Social Work is the Strengths
Perspective. All people have strengths and abilities that allow them
to grow and adapt. This perspective takes the focus off the problem
and allows us to identify ways for clients to use their strengths
in achieving their goals. Clients are seen as the experts of their
experiences. We utilize their insights to explore times of resiliency
and partner with them to identify supports and solutions and help
support their ability to grow. It is also important to remember to
evaluate the environment for possible barriers and impacts while
assessing needs and strengths.
The Person in Environment | 21
A YouTube element has been excluded from this version of the
text. You can view it online here: https://uark.pressbooks.pub/
hbse1/?p=3
Jason’s Strengths – Family support, both biological
parents in home and still together, awareness of family
history, school supports, able bodied, no developmental
delays reported (but should be explored if any concerns
connected to this), has found a coping skills (even if it is
not the most appropriate way, he is engaging in some self
regulation work), and was able to engage with the school
Social Worker during their meeting instead of remaining
closed off and refusing to speak.
22 | The Person in Environment
What other strengths can you identify?
How would you work to explore and …
Human Behavior and the Social Environment II
Human Behavior and the
Social Environment II
WHITNEY PAYNE
U N I V E R S I T Y O F A R K A N S A S L I B R A R I E S
F AY E T T E V I L L E , A R
Human Behavior and the Social Environment II by Whitney Payne is licensed under a
Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License,
except where otherwise noted.
Content in his book is adapted was from
• Kennedy, Vera. (2018). Beyond race: cultural influences on
human social life. This work is licensed under a Creative
Commons Attribution-NonCommercial-ShareAlike 4.0
International License
• “Beyond Race: Cultural Influences on Human Social Life” by
Vera Kennedy under the license CC BY-NC-SA 4.0.
• Social Problems by University of Minnesota is licensed under
a Creative Commons Attribution-NonCommercial-ShareAlike
4.0 International License, except where otherwise noted.
• Introduction to Women, Gender, Sexuality Studies by Miliann
Kang, Donovan Lessard, Laura Heston, Sonny Nordmarken is
licensed under a Creative Commons Attribution 4.0
International License,
• Principles of Social Psychology by University of Minnesota
under the Creative Commons Attribution-NonCommercial-
ShareAlike 4.0 International License,
• McAdams, D. P. (2019). Self and identity. In R. Biswas-Diener &
E. Diener (Eds), Noba textbook series: Psychology. Champaign,
IL: DEF publishers. Retrieved from http://noba.to/3gsuardw.
Self and Identity by Dan P. McAdams is licensed under
a Creative Commons Attribution-NonCommercial-ShareAlike
4.0 International License.
• Immigrant and Refugee Families, 2nd Ed. by Jaime Ballard,
Elizabeth Wieling, Catherine Solheim, and Lekie Dwanyen is
licensed under a Creative Commons Attribution-
NonCommercial 4.0 International License, except where
otherwise noted.
Contents
Introduction 1
Attributions 4
Part I. Traditional Paradigms & Dominant
Perspectives on Individuals
Chapter 1: Self and Identity
1.1 Introduction 14
1.2 The Social Actor 15
1.3 The Motivated Agent 19
1.4 The Autobiographical Author 21
1.5 End-of-Chapter Summary 26
1.6 Outside Resources 27
1.7 Discussion Questions 27
13
Chapter 2: Culture and Meaning
2.1 Introduction 33
2.2 Link between Culture and Society 34
2.3 Defining Culture 35
2.4 Cultural Sociology 39
2.5 Theoretical Perspectives on Culture 42
33
Chapter 3: Culture as a Social Construct
3.1 Social Production of Culture 53
3.2 Collective Culture 56
3.3 Cultural Change 69
53
Chapter 4: Cultural Power
4.1 Cultural Hierarchies 72
4.2 Cultural Hegemony 79
4.3 Prejudice and Discrimination 82
72
Chapter 5: Cultural Identity
5.1 Identity Formation 90
5.2 Sex and Gender 94
5.3 Sexuality and Sexual Orientation 99
5.4 Body and Mind 103
5.5 Race and Ethnicity 108
5.6 Religion and Belief Systems 114
5.7 Identity Today 120
90
Chapter 6: The Multicultural World
6.1 Globalization and Identity 133
6.2 Building Cultural Intelligence 138
133
Part II. Alternative Perspectives on Individuals
Chapter 7: Individual and Cultural Differences in
Person Perception
7.1 Introduction 151
7.2 Perceiver Characteristics 152
7.3 Cultural Differences in Person Perception 156
7.4 Attribution Styles and Mental Health 160
7.5 End-of-Chapter Summary 164
151
Chapter 8: Poverty
8.1 Introduction 170
8.2 The Measurement & Extent of Poverty 174
8.3 Who the Poor Are: Social Patterns of Poverty 181
8.4 Explaining Poverty 195
8.5 The Consequences of Poverty 210
8.6 Global Poverty 224
8.7 Reducing Poverty 246
8.8 End-of-Chapter Summary 256
170
Chapter 9: People of Color, White Identity, &
Women
9.1 Introduction to Prejudice, Discrimination, and
Stereotyping
260
9.2 Dimension of Racial and Ethnic Equality 276
9.3 Feminism and Sexism 286
9.4 Reducing Gender Inequality 292
9.5 The Benefits and Costs of Being Male 296
9.6 Masculinities 300
260
Chapter 10: Aging and Ableness
10.1 Aging Social Problems in the News 303
10.2 Age Cohorts 304
10.3 The Concept & Experience of Aging 307
10.4 Perspectives on Aging 309
10.5 Life Expectancy & the Graying of Society 313
10. 6 Biological & Psychological Aspects of Aging 317
10.7 Children and Our Future 319
10.8 Applying Social Research 321
10.9 Problems Facing Older Americans 324
10.10 Lessons from Other Societies 332
10.11 People Making a Difference 340
10.12 Reducing Ageism & Helping Older Americans 344
10.13 End-of-Chapter Summary 348
302
Chapter 11: Sexual Orientation, Sexuality, &
Pornography
11.1 What is Sex, Gender, Sexuality, & Sexual
Orientation?
351
11.2 Sexual Orientation and Inequality 356
11.3 Understanding Sexual Orientation 359
11.4 Public Attitudes About Sexual Orientation 377
11.5 Inequality Based on Sexual Orientation 392
11.6 Improving the Lives of the LGBT Community 419
11.7 Sexual Orientation & Inequality Summary 422
11.8 Pornography 425
351
Part III. Perspectives on Families
Chapter 12: The Family
12.1 Introduction 439
12.2 What is Family? 440
12.3 How Families Develop 444
12.4 Dating, Courtship, and Cohabitation 447
12.5 Family Issues and Considerations 456
12.6 Happy Healthy Families 461
12.7 Additional Resources 462
439
Chapter 13: Relationships & Well-Being
13.1 Introduction 468
13.2 The Importance of Relationships 469
13.3 The Question of Measurement 470
13.4 Presence and Quality of Relationships and
Well-Being
474
13.5 Types of Relationships 479
13.6 Fact or Myth: Are Social Relationships the
Secret to Happiness?
483
13.7 Additional Resources 485
468
Chapter 14: Childhood Experiences & Epigenetics
14.1 Early childhood experience 491
14.2 Parental investment and programming of stress
responses in the offspring
492
14.3 Child nutrition and the epigenome 495
491
Part IV. Perspectives on Groups
Chapter 15: Working Groups: Performance &
Decision Making
15.1 Introduction 505
15.2 Understanding Social Groups 510
15.3 Group Process: the Pluses & Minuses of
Working Together
521
15.4 Improving Group Performance 573
15.5 Thinking Like A Social Psychologist About
Social Groups
590
15.6 End-of-Chapter Summary 592
503
Chapter 16: The Psychology of Groups
16.1 Introduction to the Psychology of Groups 597
16.2 The Psychological Significance of Groups 599
16.3 Motivation and Performance 604
16.4 Making Decisions in Groups 613
16.5 You and Your Groups 619
16.6 Outside Resources 620
16.7 References 622
596
Part V. Stages of Group Development & Group
Think
Chapter 17: Groupthink
17.1 Overview of Groupthink 632
17.2 Additional Resources 634
631
Part VI. Perspectives on Organizations
Chapter 18: Industrial/Organizational Psychology
19.1 What is Industrial and Organizational (I/O)
Psychology?
640
19.2 What Does an I/O Psychologist Do? 644
19.3 Careers in I/O Psychology 647
19.4 History of I/O Psychology 649
19.5 Additional Resources 653
639
Chapter 19: Competition and Cooperation in Our
Social Worlds
19.1 Competition and Cooperation in Our Social
Worlds
657
19.2 Conflict, Cooperation, Morality, and Fairness 662
19.3 How the Social Situation Creates Conflict: The
Role of Social Dilemmas
684
19.4 Strategies for Producing Cooperation 704
19.5 Thinking Like a Social Psychologist About
Cooperation and Competition
721
19.6 End-of-Chapter Summary 722
657
Chapter 20: Group & Organizational Culture
20.1 Introduction 726
20.2 Group Dynamics 727
20.3 Organization 729
20.4 Symbolic Power 730
20.5 Organizational Culture 730
726
Part VII. Perspectives on Communities
Chapter 21: Geographic Region
21.1 Communities Based Upon Geographical Region 738
737
Chapter 22: Population & the Environment
22.1 Introduction 743
22.2 Sociological Perspectives on Population & the
Environment
744
22.3 Population 750
23.4 The Environment 785
22.5 Addressing Population Problems & Improving
the Environment
820
22.6 End-of-Chapter Summary 825
742
Chapter 23: Urban & Rural Problems
23.1 Introduction 829
23.2 A Brief History of Urbanization 831
23.3 Sociological Perspectives on Urbanization 843
23.4 Problems of Urban Life 853
23.5 Problems of Rural Life 880
23.6 Improving Urban & Rural Life 888
23.7 End-of-Chapter Summary 890
829
Part VIII. Communities & Police Relations
Chapter 24: The Criminal Justice System
24.1 Introduction 897
24.2 Police 898
24.3 Criminal Courts 901
24.4 The Problem of Prisons 903
24.5 Focus on the Death Penalty 907
897
Part IX. Global Perspectives & Theories
Chapter 25: Immigration & Immigrant Policy:
Barriers & Opportunities for Families
25.1 Introduction 918
25.2 Immigration Policy 921
25.3 Current Immigration Policy 929
25.4 Opportunities & Barriers for Immigrant
Families
935
25.5 Future Directions 944
25.6 End-of-Chapter Summary 946
27.7 Appendices 956
917
Chapter 26: From There to Here: The Journey of
Refugee Families to the United States
26.1 Introduction 965
26.2 Fleeing Persecution and Separation from
Family
966
26.3 Travel to Temporary Refuge 969
26.4 Family Admittance to the United States 971
26.5 Entering the United States 974
26.6 Future Directions in Policy and Refugee Family
Support
986
26.7 Conclusion 988
26.8 Appendix 995
964
Chapter 27: Human Rights
27.1 Introduction 999
27.2 What are Human Rights? 1001
27.3 The Universal Declaration of Human Rights 1004
27.4 The Status of Human Rights in the United
States
1006
27.5 Emerging Directions 1021
27.6 End-of-Chapter Summary 1023
998
Chapter 28: Economic Well-Being, Supports &
Barriers
28.1 Introduction 1031
28.2 Employment 1033
28.3 Access to Necessities 1040
28.4 Financial Problems 1052
28.5 Future Directions 1057
28.6 End-of-Chapter Summary 1059
1030
Chapter 29: Mental Health
29.1 Introduction 1070
29.2 Different Shared Experiences 1072
29.3 Mental Health Challenges 1075
29.4 Mental Health Treatments 1086
29.5 Emerging Directions 1092
29.6 End-of-Chapter Summary 1094
1070
Chapter 30: Intimate Partner Violence Among
Immigrants & Refugees
32.1 Introduction 1109
32.2 Defining IPV 1112
32.3 IPV Among Immigrants & Refugees 1115
32.4 Risk & Protective Factors 1116
32.5 Responses to IPV 1119
32.6 Barriers to Help Seeking 1123
32.7 Future Decisions 1134
32.8 Case Study 1135
32.9 End-of-Chapter Summary 1136
1108
Chapter 31: Substance Abuse
33.1 Introduction 1148
33.2 Substance Abuse Prevalence 1151
33.3 Risk Factors 1154
33.4 Family Influences on Substance Abuse 1159
33.5 Theoretical Frameworks 1160
33.6 Policy on Legal Consequences on Substance
Abuse
1165
33.7 Substance Abuse Prevention & Intervention 1166
33.8 End-of-Chapter Summary 1171
1148
Chapter 32: Resilience in Immigrant & Refugee
Families
34.1 Introduction 1185
34.2 Family Motivation: Value of Work & Education 1186
34.3 Family Connectedness & Identity 1194
34.4 Role of Resources in Achieving Aspirations 1202
34.5 Emerging Directions 1208
34.6 End-of-Chapter Summary 1210
1184
Chapter 33: Embracing a New Home:
Resettlement Research & the Family
35.1 Introduction 1222
35.2 Assimilation 1222
35.3 Family Theories: A New Direction for Research
with Resettled Populations
1235
35.4 Critical Theories 1241
35.5 Cultural Values to Consider in Resettlement
Research
1241
35.6 Future Directions 1245
35.7 End-of-Chapter 1246
1221
Part X. Additional Resources
Introduction
The Meaning Behind This Book
In the Fall of 2003, I started my undergraduate career at the
University of Alaska Anchorage. For as long as I could remember I
had wanted to be a veterinarian and had begun my freshman year
as a Pre-vet major. Before long, I came to the startling realization
that biology and chemistry were not a place of academic strength
for me and my hopes of making it through four more years of these
particular types of classes became daunting and perhaps unrealistic.
However, at this same time, I was enrolled in an Introduction to
Social Work and Social Welfare Policy course, and it had become a
respite from the periodic table of elements and algebraic algorithms
that were the cornerstone of my other classes that semester. Before
enrolling in that course, I had no idea that a profession such as
Social Work existed. I had spent most of my life interested in human
behavior and how the environment can influence the way that
people navigate their lives. I had also been enamored by social
justice movements and had started to really recognize how policy
decisions can have collateral consequences on individuals, groups,
and communities. Needless to say, the Introduction to Social Work
course changed the trajectory of my personal and professional life,
and I went on to earn my BSW as well as my MSW.
After I completed graduate school, I began working as a substance
abuse counselor within the prison system in Arkansas, and during
my time there it became even more clear to me how much
individuals are shaped by their environments. An overwhelming
majority of the clients that I worked with had been survivors of
trauma and had been at the mercy of generational cycles of poverty,
abuse, addiction, and criminal justice involvement. These were not
individuals that were making random, bad choices. These were
Introduction | 1
individuals who were facing extreme structural impediments in life
and who were doing the best that they could with the resources
and skills that they had at the time. And, just like that, I finally
understood how multidimensional the treatment needs of
individuals can be and how every person’s story and potential
success is based on our ability, as the clinician, to attend to and
acknowledge the complexity of their lives.
After several years of clinical practice, I made the unexpected
transition to academia and was given the opportunity to teach the
Human Behavior and the Social Environment course. After working
on the curriculum for two semesters, it became clear to me that
students wanted and desired a textbook that was free, easy to
access online, and contained information from a multitude of
disciplines. I was fortunate enough to learn about Open Educational
Resources at our institution and began working with the University
library system to compile several different chapters from several
different open and free textbooks. These materials will help
students and instructors alike explore human behavior and how
it is shaped and impacted by both traditional and non-traditional
paradigms. This text will also support the reader in having a deeper
understanding of how the environment, in all of its complexity, can
affect individuals, families, groups, and communities.
It is my hope that the information contained in this book will
help you, as a future social worker, approach client systems with
empathy, understanding, and a compassionate curiosity that allows
for comprehensive assessment, individualized approaches to
treatment, and continuity of care.
“Social advance depends as much upon the process through which
it is secured as upon the result itself.” –Jane Addams
2 | Introduction
About the Author:
Professor Whitney Payne was the Treatment Coordinator of the
Northwest Arkansas Community Correction Center, a residential
treatment facility that serves 100 non-violent, female offenders who
often struggle with chemical dependency. Professor Payne worked
at NWACCC from June of 2010 August of 2016. Professor Payne
became an adjunct faculty member with the University of Arkansas
School of Social Work in August of 2012 and was hired as a Clinical
Assistant Professor in August of 2016. Professor Payne graduated
with a BSW from the University of Alaska Anchorage in 2008 and
an MSW for the University of Arkansas in 2010. In addition to these
degrees, Professor Payne is a Licensed Clinical Social Worker as well
as a Certified Drug and Alcohol Counselor.
Introduction | 3
Attributions
Human Behavior and the Social Environment II is adapted from
various work produced and distributed under the Creative
Commons License. Below, is the list of all adapted chapters used in
the making of this book.
COVER DESIGN: Image by Gerd Altmann from Pixabay.
CHAPTER 1: Adapted from Self and Identity by Dan P. McAdams
under the Creative Commons Attribution-NonCommercial-
ShareAlike 4.0 International License.
CHAPTER 2: Adapted from Module 1 from “Beyond Race: Cultural
Influences on Human Social Life” by Vera Kennedy under the license
CC BY-NC-SA 4.0.
CHAPTER 3: Adapted from Module 2 from “Beyond Race: Cultural
Influences on Human Social Life” by Vera Kennedy under the license
CC BY-NC-SA 4.0.
CHAPTER 4: Adapted from Module 3 from “Beyond Race: Cultural
Influences on Human Social Life” by Vera Kennedy under the license
CC BY-NC-SA 4.0.
CHAPTER 5: Adapted from Module 4 from “Beyond Race: Cultural
Influences on Human Social Life” by Vera Kennedy under the license
CC BY-NC-SA 4.0.
CHAPTER 6: Adapted from Module 5 from “Beyond Race: Cultural
Influences on Human Social Life” by Vera Kennedy under the license
CC BY-NC-SA 4.0.
CHAPTER 7: Adapted from Chapter 6.3 from Principles of Social
Psychology by the University of Minnesota under the Creative
4 | Attributions
Commons Attribution-NonCommercial-ShareAlike 4.0
International License.
CHAPTER 8: Adapted from Chapter 2 from Social Problems by the
University of Minnesota under the Creative Commons Attribution-
NonCommercial-ShareAlike 4.0 International License, except where
otherwise noted.
CHAPTER 9: Adapted from Prejudice, Discrimination, and
Stereotyping by Susan T. Fiske under the Creative Commons
Attribution-NonCommercial-ShareAlike 4.0 International License.
Adapted from Chapter 3.2, Social Problems by University of
Minnesota is licensed under a Creative Commons Attribution-
NonCommercial-ShareAlike 4.0 International License, except where
otherwise noted.
Adapted from Chapter 4.2, Social Problems by University of
Minnesota is licensed under a Creative Commons Attribution-
NonCommercial-ShareAlike 4.0 International License, except where
otherwise noted.
Adapted from Chapter 4.6, Social Problems by University of
Minnesota is licensed under a Creative Commons Attribution-
NonCommercial-ShareAlike 4.0 International License, except where
otherwise noted.
Adapted from Chapter 4.5, Social Problems by University of
Minnesota is licensed under a Creative Commons Attribution-
NonCommercial-ShareAlike 4.0 International License, except where
otherwise noted.
Adapted from Unit II, Introduction to Women, Gender, Sexuality
Studies by Miliann Kang, Donovan Lessard, Laura Heston, Sonny
Nordmarken is licensed under a Creative Commons Attribution 4.0
International License, except where otherwise noted.
CHAPTER 10: Adapted from Chapter 6 from Social Problems by the
University of Minnesota under the Creative Commons Attribution-
NonCommercial-ShareAlike 4.0 International License, except where
otherwise noted.
Attributions | 5
Adapted from page 37 through 38, Self and Identity by Dan P.
McAdams under the Creative Commons Attribution-
NonCommercial-ShareAlike 4.0 International License.
CHAPTER 11: Adapted from Chapter 5 and Chapter 9.5 from Social
Problems by University of Minnesota under the Creative Commons
Attribution-NonCommercial-ShareAlike 4.0 International License,
except where otherwise noted.
Adapted from pages 39 through 43 from “Beyond Race: Cultural
Influences on Human Social Life” by Vera Kennedy under the license
CC BY-NC-SA 4.0.
Adapted from The International Encyclopedia of Human Sexuality.
CHAPTER 12: Adapted from The Family by Joel A. Muraco is licensed
under a Creative Commons Attribution-NonCommercial-
ShareAlike 4.0 International License.
CHAPTER 13: Adapted from Relationships and Well-
being by Kenneth Tan and Louis Tay is licensed under a Creative
Commons Attribution-NonCommercial-ShareAlike 4.0
International License.
CHAPTER 14: Adapted from Epigenetics in Psychology by Ian
Weaver under the CC BY-NC-SA: Attribution-NonCommercial-
ShareAlike license.
CHAPTER 15: Adapted from Chapter 11 from Principles of Social
Psychology by University of Minnesota under the Creative
Commons Attribution-NonCommercial-ShareAlike 4.0
International License, except where otherwise noted.
CHAPTERS 16 & 17: Adapted from The Psychology of
Groups by Donelson R. Forsyth under the Creative Commons
Attribution-NonCommercial-ShareAlike 4.0 International License.
CHAPTER 18: Adapted from Industrial/Organizational (I/O)
Psychology by Berrin Erdogan and Talya N. Bauer under the
6 | Attributions
Creative Commons Attribution-NonCommercial-ShareAlike 4.0
International License.
CHAPTER 19: Adapted from Chapter 13 from Principles of Social
Psychology by University of Minnesota under the Creative
Commons Attribution-NonCommercial-ShareAlike 4.0
International License, except where otherwise noted.
CHAPTER 20: Adapted from pages 17 through 20 from “Beyond
Race: Cultural Influences on Human Social Life” by Vera Kennedy
under the license CC BY-NC-SA 4.0.
CHAPTER 21: Adapted from pages 43 through 44 from “Beyond
Race: Cultural Influences on Human Social Life” by Vera Kennedy
under the license CC BY-NC-SA 4.0.
CHAPTER 22: Adapted from Chapter 15 from Social Problems by the
University of Minnesota under the Creative Commons Attribution-
NonCommercial-ShareAlike 4.0 International License, except where
otherwise noted.
CHAPTER 23: Adapted from Chapter 14 from Social Problems by the
University of Minnesota under the Creative Commons Attribution-
NonCommercial-ShareAlike 4.0 International License, except where
otherwise noted.
CHAPTER 24: Adapted from Chapter 8.5 from Social Problems by
the University of Minnesota under the Creative Commons
Attribution-NonCommercial-ShareAlike 4.0 International License,
except where otherwise noted.
CHAPTER 25: Adapted from Chapters 1 from Immigrant and Refugee
Families, 2nd Ed. by Jaime Ballard, Elizabeth Wieling, Catherine
Solheim, and Lekie Dwanyen under the Creative Commons
Attribution-NonCommercial 4.0 International License, except
where otherwise noted.
CHAPTER 26: Adapted from Chapters 2 from Immigrant and
Attributions | 7
Refugee Families, 2nd Ed. by Jaime Ballard, Elizabeth Wieling,
Catherine Solheim, and Lekie Dwanyen under the Creative
Commons Attribution-NonCommercial 4.0 International License,
except where otherwise noted.
CHAPTER 27: Adapted from Chapters 3 from Immigrant and
Refugee Families, 2nd Ed. by Jaime Ballard, Elizabeth Wieling,
Catherine Solheim, and Lekie Dwanyen under the Creative
Commons Attribution-NonCommercial 4.0 International License,
except where otherwise noted.
CHAPTER 28: Adapted from Chapters 4 from Immigrant and
Refugee Families, 2nd Ed. by Jaime Ballard, Elizabeth Wieling,
Catherine Solheim, and Lekie Dwanyen under the Creative
Commons Attribution-NonCommercial 4.0 International License,
except where otherwise noted.
CHAPTER 29: Adapted from Chapters 5 from Immigrant and
Refugee Families, 2nd Ed. by Jaime Ballard, Elizabeth Wieling,
Catherine Solheim, and Lekie Dwanyen under the Creative
Commons Attribution-NonCommercial 4.0 International License,
except where otherwise noted.
CHAPTER 30: Adapted from Chapters 6 from Immigrant and
Refugee Families, 2nd Ed. by Jaime Ballard, Elizabeth Wieling,
Catherine Solheim, and Lekie Dwanyen under the Creative
Commons Attribution-NonCommercial 4.0 International License,
except where otherwise noted.
CHAPTER 31: Adapted from Chapters 7 from Immigrant and Refugee
Families, 2nd Ed. by Jaime Ballard, Elizabeth Wieling, Catherine
Solheim, and Lekie Dwanyen under the Creative Commons
Attribution-NonCommercial 4.0 International License, except
where otherwise noted.
CHAPTER 32: Adapted from Chapters 8 from Immigrant and
Refugee Families, 2nd Ed. by Jaime Ballard, Elizabeth Wieling,
8 | Attributions
Catherine Solheim, and Lekie Dwanyen under the Creative
Commons Attribution-NonCommercial 4.0 International License,
except where otherwise noted.
CHAPTER 33: Adapted from Chapters 9 from Immigrant and
Refugee Families, 2nd Ed. by Jaime Ballard, Elizabeth Wieling,
Catherine Solheim, and Lekie Dwanyen under the Creative
Commons Attribution-NonCommercial 4.0 International License,
except where otherwise noted.
Attributions | 9
PART I
TRADITIONAL
PARADIGMS & DOMINANT
PERSPECTIVES ON
INDIVIDUALS
Traditional Paradigms & Dominant
Perspectives on Individuals | 11
Chapter 1: Self and Identity
Learning Objectives
• Explain the basic idea of reflexivity in human
selfhood—how the “I” encounters and makes sense of
itself (the “Me”).
• Describe fundamental distinctions between three
different perspectives on the self: the self as actor,
agent, and author.
• Describe how a sense of self as a social actor
emerges around the age of 2 years and how it
develops going forward.
• Describe the development of the self’s sense of
motivated agency from the emergence of the child’s
theory of mind to the articulation of life goals and
values in adolescence and beyond.
• Define the term narrative identity, and explain what
psychological and cultural functions narrative
identity serves.
For human beings, the self is what happens when “I” encounters
“Me.” The central psychological question of selfhood, then, is this:
How does a person apprehend and understand who he or she is?
Self and Identity | 13
Over the past 100 years, psychologists have approached the study
of self (and the related concept of identity) in many different ways,
but three central metaphors for the self repeatedly emerge. First,
the self may be seen as a social actor, who enacts roles and displays
traits by performing behaviors in the presence of others. Second,
the self is a motivated agent, who acts upon inner desires and
formulates goals, values, and plans to guide behavior in the future.
Third, the self eventually becomes an autobiographical author, too,
who takes stock of life — past, present, and future — to create a story
about who I am, how I came to be, and where my life may be going.
This module briefly reviews central ideas and research findings on
the self as an actor, an agent, and an author, with an emphasis on
how these features of selfhood develop over the human life course.
1.1 Introduction
In the Temple of Apollo at Delphi, the ancient Greeks inscribed the
words: “Know thyself.” For at least 2,500 years, and probably longer,
human beings have pondered the meaning of the ancient aphorism.
Over the past century, psychological scientists have joined the
effort. They have formulated many theories and tested countless
hypotheses that speak to the central question of human selfhood:
How does a person know who he or she is?
The ancient Greeks seemed to realize that the self is inherently
reflexive—it reflects back on itself. In the disarmingly simple idea
made famous by the great psychologist William James (1892/1963),
the self is what happens when “I” reflects back upon “Me.” The self
is both the I and the Me—it is the knower, and it is what the knower
knows when the knower reflects upon itself. When you look back
at yourself, what do you see? When you look inside, what do you
find? Moreover, when you try to change your self in some way, what
is it that you are trying to change? The philosopher Charles Taylor
(1989) describes the self as a reflexive project. In modern life, Taylor
14 | Self and Identity
argues that, we often try to manage, discipline, refine, improve, or
develop the self. We work on our selves, as we might work on any
other interesting project. But what exactly is it that we work on?
Imagine for a moment that you have decided to improve yourself.
You might say, go on a diet to improve your appearance. Or you
might decide to be nicer to your mother, in order to improve that
important social role. Or maybe the problem is at work—you need
to find a better job or go back to school to prepare for a different
career. Perhaps you just need to work harder. Or get organized. Or
recommit yourself to religion. Or maybe the key is to begin thinking
about your whole life story in a completely different way, in a way
that you hope will bring you more happiness, fulfillment, peace, or
excitement.
Although there are many different ways you might reflect upon
and try to improve the self, it turns out that many, if not most,
of them fall roughly into three broad psychological categories
(McAdams & Cox, 2010). The I may encounter the Me as (a) a social
actor, (b) a motivated agent, or (c) an autobiographical author.
1.2 The Social Actor
Shakespeare tapped into a deep truth about human nature when
he famously wrote, “All the world’s a stage, and all the men and
women merely players.” He was wrong about the “merely,” however,
for there is nothing more important for human adaptation than the
manner in which we perform our roles as actors in the everyday
theatre of social life. What Shakespeare may have sensed but could
not have fully understood is that human beings evolved to live in
social groups. Beginning with Darwin (1872/1965) and running
through contemporary conceptions of human evolution, scientists
have portrayed human nature as profoundly social (Wilson, 2012).
For a few million …